Form 4 - Kenneth Honeycutt
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[ ] Check this box if no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
subject to Section 16. Form 4 or Filed pursuant to Section 16(a) of the Securities
Form 5 obligations may continue. Exchange Act of 1934, Section 17(a) of the
See Instruction 1(b). Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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|1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 6. Relationship of Reporting Person(s) |
| | | to Issuer (Check allapplicable) |
| HONEYCUTT, JR. KENNETH W. | ACUITY BRANDS, INC. (AYI) | |
| | | [ ] Director [ ] 10% Owner |
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| (Last) (First) (Middle) | 3. I.R.S. Identi- | 4. Statement for | [X] Officer (give [ ] Other(specify |
| | fication Number | Month/Day/Year | title below) |
| C/O ACUITY BRANDS, INC. | of Reporting | | Exec. Vice Pres., Acuity Brands, Inc.; |
| 1170 PEACHTREE STREET, NE | Person, if an entity | ll/01/2002 | President and Chief Exec. Officer |
| SUITE 2400 | (voluntary) | | Acuity Lighting Group, Inc. |
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| (Street) | | 5. If Amendment, | 7. Individual or Joint/Group Filing |
| | | Date of Original| (Check Applicable Line) |
| ATLANTA GEORGIA 30309 | | (Month/Year) | [X]Form filed by One Reporting Person|
| | | | [ ]Form filed by More than One |
| | | | Reporting Person |
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| (City) (State) (Zip) |
| Table I-- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
| |
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|1. Title of Security | 2. Trans- | 3. Trans- |4. Securities Acquired (A) | 5. Amount of | 6. Ownership | 7. Nature |
| (Instr. 3) | action | action | or Disposed of (D) | Securities | Form: | of |
| | Date | Code | (Instr. 3, 4 and 5) | Beneficially | Direct | Indirect|
| | (Month/ | (Instr.8)| | Owned at | (D) or | Bene- |
| | Day/ |-------------------------------------------- End of Month | Indirect | ficial |
| | Year) | Code | V | Amount | (A) or | Price | (Instr. 3 and | (I) | Owner- |
| | | | | | (D) | | 4) | | ship |
| | | | | | | | | | (Instr.4)|
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| COMMON STOCK | | | | | | | 27,579 (FN 1) | D | |
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| | | | | | | | | | |
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Reminder: Report on a separate line for each class of securities beneficially directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|1. Title of Derivative | 2. Conver- | 3. Trans- | 4. Trans- | 5. Number of Deriv- | 6. Date Exerc- |
| Security (Instr. 3) | sion or | action | action | ative Securities | isable and |
| | Exercise | Date | Code | Acquired (A) or | Expiration |
| | Price of | (Month/ | (Instr. 8) | Disposed of (D) | Date |
| | Deriv- | Day/ | | (Instr. 3, 4 and 5) | (Month/Day/ |
| | ative | Year) | | | Year) |
| | Security | |------------------------------------------------------------------------
| | | | Code | V | (A) | (D) | Date | Expira- |
| | | | | | | | Exercisable | tion Date |
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| EMPLOYEE STOCK OPTIONS | | | | | | | | | | | | | | | | | |
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| STOCK UNITS (FN 3) | 1 for 1 | 11/1/2002* | A | | 30(FN 3)| | (FN 3) | (FN 3) |
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|7. Title and | 8. Price of | 9. Number of | 10. Ownership | 11. Nature of |
| Amount of | Derivative | Derivative | Form of | Indirect |
| Underlying | Security | Securities | Derivative | Beneficial |
| Securities | (Instr. 5) | Beneficially | Security: | Ownership |
| (Instr. 3 and 4) | | Owned at End | Direct (D) | (Instr. 4) |
- ---------------------------- | of Month | or Indirect (I)| |
| Title | Amount or | | (Instr. 4) | (Instr. 4) | |
| | Number of | | | | |
| | Shares | | | | |
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|Common Stock | | | 258,794 (FN 2)| D | |
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|Common Stock | 30 | | 2,494 (FN 3)| D | |
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Explanation of Responses:
* Deemed Transaction Date is the same as Transaction Date.
FN 1. Includes 1,380 performance-based, time-vesting restricted shares.
FN 2. Represents total stock options held at various exercise prices and grant dates as of the Reporting Date.
FN 3. Stock Units held in Acuity Brands Supplemental Deferred Savings Plan that will be paid in cash according to the plan's
provisions. During the period reported, dividends paid resulted in an increase of 30 stock units at a valuation price
of $12.35.
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/s/ Kenneth W. Honeycutt, Jr. 11/5/2002
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** Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently valid OMB Number.